Fannin, Dane Gower

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Advising on securities	2017-07-11	2021-12-13
	RO	Dealing in securities	2012-09-26	-
	Rep	Dealing in securities	2008-03-03	2012-09-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	RO	Advising on securities	2017-07-11	2021-12-13
	RO	Dealing in securities	2012-09-26	-
	Rep	Dealing in securities	2008-03-03	2012-09-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.