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Personnel Hong Kong SFC License Details (ID 90913)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE
RO
Dealing in securities
2013-01-07
2015-12-31
Rep
Dealing in securities
2008-11-26
2013-01-07
Rep
Dealing in securities
2005-10-10
2007-11-18