Personnel Hong Kong SFC License Details (ID 90918)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oaktree Capital (Hong Kong) Limited	Rep	Advising on securities	2012-09-28	2016-06-17
	Rep	Asset management	2012-09-28	2016-06-17
	Rep	Dealing in securities	2012-09-28	2016-06-17
	RO	Dealing in securities	2007-01-19	2012-09-28
	RO	Advising on securities	2006-07-12	2012-09-28
	RO	Asset management	2006-07-12	2012-09-28
LOMBARD/APIC (HK) LIMITED	RO	Advising on securities	2004-03-15	2005-12-01
	RO	Asset management	2004-03-15	2005-12-01