Personnel Hong Kong SFC License Details (ID 90922)

Personnel Hong Kong SFC License Details (ID 90922)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oaktree Capital (Hong Kong) Limited	RO	Advising on securities	2012-06-12	2015-08-24
	RO	Asset management	2012-06-12	2015-08-24
	RO	Dealing in securities	2012-06-12	2015-08-24
	Rep	Advising on securities	2008-06-26	2012-06-12
	Rep	Asset management	2008-06-26	2012-06-12
	Rep	Dealing in securities	2008-06-26	2012-06-12
Morgan Stanley Asia Limited	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Advising on corporate finance	-	2007-05-08
	Rep	Dealing in securities	-	2007-05-08