Personnel Hong Kong SFC License Details (ID 90941)

Personnel Hong Kong SFC License Details (ID 90941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ares Management Asia (Hong Kong) Limited	RO	Advising on securities	2026-07-17	-
	RO	Asset management	2026-07-17	-
	RO	Dealing in securities	2026-07-17	-
	Rep	Advising on securities	2026-04-02	2026-07-17
	Rep	Asset management	2026-04-02	2026-07-17
	Rep	Dealing in securities	2026-04-02	2026-07-17
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2007-04-02	2013-09-30
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-11
	Rep	Advising on securities	2003-04-01	2004-02-11
	Rep	Providing automated trading services	2003-04-01	2004-02-11
	Rep	Dealing in securities	2003-04-01	2006-01-12