Personnel Hong Kong SFC License Details (ID 90944)

Personnel Hong Kong SFC License Details (ID 90944)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
D. E. SHAW &AMP; CO. (ASIA PACIFIC) LIMITED	RO	Dealing in securities	2022-01-14	-
	Rep	Dealing in securities	2021-12-28	2022-01-14
Aspect Capital Asia Limited	RO	Advising on securities	2018-07-11	2021-10-31
	RO	Dealing in securities	2018-07-11	2021-10-31
	Rep	Dealing in securities	2018-07-03	2018-07-11
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	RO	Dealing in securities	2016-02-24	2018-02-15
	Rep	Dealing in securities	2015-11-09	2016-02-24
	Rep	Asset management	2010-12-29	2018-02-15