Personnel SFC Licences and HKMA Registrations (ID 90946)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ion Pacific Limited	RO	Advising on securities	2015-12-17	-
	RO	Asset management	2015-12-17	-
	RO	Advising on corporate finance	2015-12-17	2022-06-07
	RO	Dealing in securities	2015-12-17	2025-03-31
Yunfeng Financial Markets Limited	RO	Asset management	2012-05-28	2015-04-21
	Rep	Asset management	2012-02-28	2012-05-28
	Rep	Advising on corporate finance	2012-02-28	2015-04-21
	Rep	Dealing in securities	2012-02-28	2015-04-21
SCULPTOR CAPITAL MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2010-08-02	2012-01-13
BALYASNY ASSET MANAGEMENT (HONG KONG) LIMITED (TRADING AS CORBETS CAPITAL)	RO	Asset management	2009-05-21	2010-07-12
	Rep	Asset management	2008-07-04	2009-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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