Personnel SFC Licences and HKMA Registrations (ID 91029)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ONE CHINA SECURITIES LIMITED	RO	Dealing in futures contracts	2007-06-25	2024-10-28
	RO	Dealing in securities	2004-03-01	-
Hongkong Bay Securities Limited	RO	Dealing in securities	2003-04-01	2004-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.