| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HTF Securities Limited | Rep | Asset management | 2025-12-18 | - |
| Rep | Dealing in securities | 2025-12-18 | - | |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Asset management | 2025-10-17 | 2025-12-10 |
| Rep | Dealing in futures contracts | 2025-06-03 | 2025-12-10 | |
| Rep | Dealing in securities | 2025-06-03 | 2025-12-10 | |
| Lion Futures Limited | Rep | Dealing in futures contracts | 2024-10-14 | 2025-01-08 |
| KAISER FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-03-22 | 2024-09-13 |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2023-03-22 | 2024-09-13 |
| Bluemount Securities Limited | Rep | Advising on securities | 2022-09-16 | 2022-10-17 |
| Rep | Dealing in securities | 2022-08-22 | 2022-10-17 | |
| Telecom King Securities Limited | Rep | Dealing in futures contracts | 2021-06-03 | 2022-08-03 |
| Rep | Dealing in securities | 2021-06-03 | 2022-08-03 | |
| VAST HARBOUR SECURITIES LIMITED | Rep | Dealing in securities | 2019-02-27 | 2020-05-25 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-08-20 | 2019-02-25 |
| Rep | Dealing in securities | 2007-12-28 | 2019-02-25 |
No HKMA registrations in the collected records.