| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-08-27 | 2021-02-25 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-08-27 | 2021-02-25 |
| ONE CHINA SECURITIES LIMITED | Rep | Dealing in futures contracts | 2010-09-01 | 2012-08-20 |
| Rep | Dealing in securities | 2010-09-01 | 2012-08-20 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-08-23 | 2010-02-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-23 | 2010-02-28 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-07-05 | 2006-08-04 |
| Rep | Dealing in securities | 2004-07-05 | 2006-08-04 |
| GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-29 |
| Rep | Advising on securities | - | 2004-01-29 |
| Rep | Asset management | - | 2004-01-29 |
| Rep | Dealing in securities | - | 2004-07-01 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | - | 2004-01-29 |
| Rep | Asset management | - | 2004-01-29 |
| Rep | Dealing in futures contracts | - | 2004-07-01 |