Ko, Ronald See King 高仕勁

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anli Securities Limited	RO	Advising on securities	2015-12-21	-
	RO	Dealing in securities	2013-04-10	-
Brilliant Norton Securities Company Limited	RO	Dealing in securities	2012-03-09	2013-02-28
	Rep	Dealing in securities	2011-12-20	2012-03-09
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2004-09-01	2011-12-06
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-20
	Rep	Advising on securities	2003-04-01	2004-02-20
	Rep	Asset management	2003-04-01	2004-02-20
	Rep	Dealing in securities	2003-04-01	2004-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Anli Securities Limited	RO	Advising on securities	2015-12-21	-
	RO	Dealing in securities	2013-04-10	-
Brilliant Norton Securities Company Limited	RO	Dealing in securities	2012-03-09	2013-02-28
	Rep	Dealing in securities	2011-12-20	2012-03-09
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2004-09-01	2011-12-06
Tung Shing Securities (Brokers) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-20
	Rep	Advising on securities	2003-04-01	2004-02-20
	Rep	Asset management	2003-04-01	2004-02-20
	Rep	Dealing in securities	2003-04-01	2004-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.