Personnel Hong Kong SFC License Details (ID 91051)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Trends Securities Limited	RO	Advising on securities	2026-07-10	-
	RO	Asset management	2026-07-10	-
	RO	Dealing in securities	2026-07-10	-
	Rep	Advising on securities	2026-05-21	2026-07-10
	Rep	Asset management	2026-05-21	2026-07-10
	Rep	Dealing in securities	2026-05-21	2026-07-10
SDG Securities (HK) Limited	RO	Advising on securities	2024-03-12	2026-05-04
	RO	Dealing in securities	2024-03-12	2026-05-04
SDG Asset Management (HK) Limited	Rep	Advising on securities	2023-12-13	2026-05-04
	Rep	Asset management	2023-12-13	2026-05-04
SDG Securities (HK) Limited	Rep	Advising on securities	2023-12-13	2024-03-12
	Rep	Dealing in securities	2023-12-13	2024-03-12
GRAND FIRE SECURITIES LIMITED	RO	Advising on securities	2023-11-16	2023-11-30
	RO	Asset management	2023-11-16	2023-11-30
	RO	Dealing in securities	2023-11-16	2023-11-30
	Rep	Dealing in securities	2023-09-05	2023-11-16
SDHG International Securities Limited	RO	Dealing in securities	2023-01-16	2023-08-04
	Rep	Dealing in securities	2022-12-01	2023-01-16
GRAND FIRE SECURITIES LIMITED	RO	Advising on securities	2022-08-26	2022-10-13
	RO	Asset management	2022-08-26	2022-10-13
	RO	Dealing in securities	2022-08-26	2022-10-13
	Rep	Advising on securities	2022-07-12	2022-08-26
	Rep	Asset management	2022-07-12	2022-08-26
	Rep	Dealing in securities	2022-07-12	2022-08-26
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2020-11-30	2022-06-29
Po Tai Securities (Hong Kong) Limited	RO	Advising on securities	2020-09-22	2020-11-11
	RO	Dealing in securities	2020-09-22	2020-11-11
	Rep	Advising on securities	2020-08-17	2020-09-22
	Rep	Dealing in securities	2020-08-17	2020-09-22
VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK)	RO	Advising on securities	2019-08-09	2020-07-31
	RO	Dealing in securities	2018-10-18	2020-07-31
	Rep	Dealing in securities	2018-09-06	2018-10-18
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2017-03-31	2018-09-05
	Rep	Dealing in securities	2017-03-21	2017-03-31
ONE CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-02-06	2017-03-10
	RO	Dealing in securities	2012-08-07	2014-02-06
	Rep	Dealing in securities	2005-03-14	2012-08-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2004-08-12	2005-01-17