Personnel Hong Kong SFC License Details (ID 91078)

Personnel Hong Kong SFC License Details (ID 91078)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fuh Hwa SITE Asset Management (Hong Kong) Limited	RO	Advising on securities	2012-09-05	2026-03-31
	RO	Asset management	2012-09-05	2026-03-31
	Rep	Advising on securities	2011-11-08	2012-09-05
	Rep	Asset management	2011-11-08	2012-09-05
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2009-05-14	2011-09-16
SanJohn Capital Limited	Rep	Asset management	2008-07-21	2009-05-10
KGI ASIA LIMITED	Rep	Advising on securities	2006-08-21	2008-03-31
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2005-11-30	2006-08-03
	RO	Advising on securities	2005-05-30	2005-11-30
	Rep	Advising on securities	2005-04-13	2005-05-30
SBI China Capital Securities Limited	Rep	Advising on securities	2004-08-09	2005-03-07
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2004-05-07	2004-08-02
ORIENTAL PATRON ASIA LIMITED	Rep	Advising on corporate finance	-	2004-05-05
	Rep	Asset management	-	2004-05-05
	Rep	Advising on securities	-	2004-05-06