Bernstein, Steven A

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited	RO	Asset management	2020-06-15	2022-12-28
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Asset management	2012-12-13	2013-10-31
SEQUENCE ASSET MANAGEMENT LIMITED	RO	Asset management	2012-02-29	2012-07-16
Oppenheimer Investments Asia Limited	RO	Advising on corporate finance	2010-02-12	2011-11-30
	RO	Dealing in securities	2010-02-12	2011-11-30

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lone Star Asia-Pacific Acquisitions (Hong Kong) Limited	RO	Asset management	2020-06-15	2022-12-28
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Asset management	2012-12-13	2013-10-31
SEQUENCE ASSET MANAGEMENT LIMITED	RO	Asset management	2012-02-29	2012-07-16
Oppenheimer Investments Asia Limited	RO	Advising on corporate finance	2010-02-12	2011-11-30
	RO	Dealing in securities	2010-02-12	2011-11-30