Personnel Hong Kong SFC License Details (ID 91089)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oppenheimer Investments Asia Limited	RO	Dealing in securities	2012-01-18	2014-06-30
	Rep	Dealing in securities	2010-10-13	2012-01-18
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-07-20	2008-01-21
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2004-07-20	2008-01-21