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Lau, Caroline Man Har 劉曼霞 Hong Kong SFC License Details (ID 91091)
Lau, Caroline Man Har 劉曼霞
SFC ID:
AVK663
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Oppenheimer Investments Asia Limited
Rep
Advising on securities
2013-01-29
2013-02-18
Rep
Dealing in securities
2010-08-05
2013-02-18