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Liao, Ya Tzu 廖雅姿 Hong Kong SFC License Details (ID 91092)
Liao, Ya Tzu 廖雅姿
SFC ID:
ALN825
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Oppenheimer Investments Asia Limited
Rep
Dealing in securities
2010-10-15
2011-10-21
CTBC Asia Limited
Rep
Advising on securities
2004-12-10
2008-12-09
Rep
Dealing in securities
2004-12-10
2008-12-09