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Xu, Dapeng (SFC:AUZ670) 徐大鵬 SFC Licences and HKMA Registrations (ID 91096)
Xu, Dapeng (SFC:AUZ670) 徐大鵬
SFC ID:
AUZ670
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
ROC Capital Management Limited
RO
Asset management
2021-04-08
-
Oppenheimer Investments Asia Limited
Rep
Advising on corporate finance
2010-05-28
2015-06-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.