Personnel Hong Kong SFC License Details (ID 91100)

Personnel Hong Kong SFC License Details (ID 91100)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2025-10-10	2026-08-24
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-10-10	2026-08-24
	Rep	Dealing in securities	2025-10-10	2026-08-24
China Galaxy International Securities (Hong Kong) Co., Limited	RO	Advising on corporate finance	2024-03-06	2025-09-28
	Rep	Advising on corporate finance	2017-04-24	2024-03-06
	Rep	Dealing in securities	2017-04-24	2025-09-28
Optima Capital Limited	Rep	Advising on corporate finance	2010-10-20	2017-04-16
	Rep	Dealing in securities	2010-10-20	2017-04-16