Personnel Hong Kong SFC License Details (ID 91109)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCP Asia (Hong Kong) Limited	Rep	Advising on futures contracts	2013-03-11	2016-11-01
	Rep	Advising on securities	2013-03-11	2016-11-01
	Rep	Asset management	2013-03-11	2016-11-01
	RO	Advising on futures contracts	2009-12-28	2013-03-11
	RO	Advising on securities	2009-12-28	2013-03-11
	RO	Asset management	2009-12-28	2013-03-11
	Rep	Advising on futures contracts	2009-10-16	2009-12-28
	Rep	Advising on securities	2009-10-16	2009-12-28
	Rep	Asset management	2009-10-16	2009-12-28
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2008-11-04	2009-01-16
	RO	Providing automated trading services	2008-11-04	2009-01-16
	RO	Dealing in futures contracts	2008-11-04	2009-01-16
Credit Suisse Futures (Hong Kong) Limited	RO	Providing automated trading services	2005-12-23	2009-01-16
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-10-13	2009-01-16
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2003-10-27	2009-01-16
Credit Suisse Futures (Hong Kong) Limited	RO	Dealing in futures contracts	2003-08-06	2009-01-16
	Rep	Advising on futures contracts	-	2003-07-22
	Rep	Asset management	-	2003-07-22
	Rep	Dealing in futures contracts	-	2003-08-06
	Rep	Providing automated trading services	-	2005-12-23
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-22
	Rep	Advising on securities	-	2003-07-22
	Rep	Asset management	-	2003-07-22
	Rep	Providing automated trading services	-	2003-08-22
	Rep	Dealing in securities	-	2003-10-27