Personnel Hong Kong SFC License Details (ID 91118)

Personnel Hong Kong SFC License Details (ID 91118)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OCP Asia (Hong Kong) Limited	RO	Asset management	2012-08-08	-
	RO	Advising on futures contracts	2012-08-08	2022-06-09
	RO	Advising on securities	2012-08-08	2022-06-09
	Rep	Advising on futures contracts	2007-04-27	2012-08-08
	Rep	Asset management	2007-04-27	2012-08-08
	Rep	Advising on securities	2007-04-11	2012-08-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-07-21	2007-02-01
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-07-21	2007-02-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2005-07-11	2007-02-01
	Rep	Advising on securities	2005-07-11	2007-02-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-07-11	2007-02-01
	Rep	Advising on securities	2005-07-11	2007-02-01
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Asset management	2003-04-01	2005-02-15
	Rep	Advising on corporate finance	2003-04-01	2005-05-31
	Rep	Advising on securities	2003-04-01	2005-05-31