Webb-site Legacy

Lau, Wai Man (SFC:AAE629) 劉偉文

SFC ID:AAE629

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES LIMITED	RO	Advising on securities	2010-11-29	2026-07-16
	RO	Dealing in securities	2010-11-29	2026-07-16
	Rep	Dealing in securities	2008-06-01	2010-11-29
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-02-24	2008-04-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-24	2008-04-01
GET NICE FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2005-10-26	2006-02-14
GET NICE SECURITIES LIMITED	Rep	Dealing in securities	2005-10-26	2006-02-14
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-11-01
	Rep	Asset management	-	2003-11-01
	Rep	Dealing in futures contracts	-	2003-11-01
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-11-01
	Rep	Advising on securities	-	2003-11-01
	Rep	Asset management	-	2003-11-01
	Rep	Dealing in securities	-	2003-11-01