Personnel Hong Kong SFC License Details (ID 91123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2011-03-21	2012-09-06
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-09-25	2011-03-19
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2007-02-16	2007-09-01