Personnel Hong Kong SFC License Details (ID 91128)

Personnel Hong Kong SFC License Details (ID 91128)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QMIS Securities Limited	RO	Dealing in securities	2020-09-09	2023-05-24
	Rep	Dealing in securities	2020-09-01	2020-09-09
ZJKF SECURITIES INVESTMENT (HONG KONG) LIMITED	RO	Dealing in securities	2020-02-10	2020-08-15
	Rep	Dealing in securities	2020-01-21	2020-02-10
Greencourt Financial Co., Limited	RO	Advising on securities	2018-10-24	2019-12-19
	RO	Dealing in securities	2018-10-24	2019-12-19
Elevation Capital Limited	RO	Dealing in securities	2016-11-01	2017-08-04
D.J. SECURITIES LIMITED	RO	Advising on securities	2012-11-06	2016-10-31
	RO	Dealing in securities	2012-11-06	2016-10-31
	Rep	Dealing in securities	2011-10-06	2012-11-06
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2010-06-21	2011-09-29