Personnel Hong Kong SFC License Details (ID 91133)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sirenia Capital Limited	Rep	Advising on securities	2026-08-06	-
	Rep	Asset management	2026-08-06	-
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-01-25	2026-04-30
ARTA GLOBAL MARKETS LIMITED	Rep	Advising on securities	2021-02-09	2022-01-11
	Rep	Dealing in securities	2021-02-09	2022-01-11
Emperio Securities and Assets Management Limited	Rep	Advising on securities	2020-03-31	2021-01-31
	Rep	Dealing in securities	2020-03-31	2021-01-31
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2013-05-06	2017-05-31
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2009-01-07	2013-04-27
PIPER JAFFRAY ASIA FUTURES LIMITED	Rep	Dealing in futures contracts	2005-01-05	2009-01-01
PIPER JAFFRAY ASIA SECURITIES LIMITED	Rep	Dealing in securities	2005-01-05	2009-01-01
PRUDENTIAL BROKERAGE LIMITED	Rep	Dealing in securities	2003-12-17	2005-01-05
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2003-12-17	2005-01-05
ASG BROKERAGE LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-08
	Rep	Advising on securities	2003-04-01	2003-09-08
	Rep	Asset management	2003-04-01	2003-09-08
	Rep	Dealing in securities	2003-04-01	2003-12-03
ASG FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-08
	Rep	Asset management	2003-04-01	2003-09-08
	Rep	Dealing in futures contracts	2003-04-01	2003-12-03