Personnel Hong Kong SFC License Details (ID 91135)

Personnel Hong Kong SFC License Details (ID 91135)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-08-12	-
	Rep	Dealing in securities	2024-04-25	-
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-04-20	2022-04-25
	Rep	Dealing in securities	2021-04-14	2022-04-25
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2017-06-07	2021-02-26
ARISTO SECURITIES LIMITED	RO	Dealing in securities	2016-03-18	2017-05-31
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2014-10-24	2016-03-14
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2004-11-05	2014-09-30
BUSINESS FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-17	2004-10-21