Personnel Hong Kong SFC License Details (ID 91143)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grande Capital Limited	RO	Dealing in securities	2025-07-04	2026-08-31
	RO	Advising on corporate finance	2024-11-20	2026-08-31
	Rep	Advising on corporate finance	2024-09-06	2024-11-20
	Rep	Dealing in securities	2024-09-06	2025-07-04
ZHONGTAI INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2022-06-08	2024-08-15
	Rep	Dealing in securities	2022-06-08	2024-08-15
	Rep	Advising on corporate finance	2022-03-11	2022-06-08
SBI China Capital Hong Kong Securities Limited	RO	Advising on corporate finance	2021-07-28	2022-02-07
ADVENT CORPORATE FINANCE LIMITED (GBEN)	RO	Advising on corporate finance	2018-10-18	2021-05-07
Pulun International Capital Limited	RO	Advising on corporate finance	2015-09-16	2018-10-05
	RO	Dealing in securities	2015-09-16	2018-10-05
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	RO	Advising on corporate finance	2015-01-30	2015-08-12
	Rep	Advising on corporate finance	2014-11-10	2015-01-30
	Rep	Advising on securities	2014-11-10	2015-08-12
	Rep	Dealing in securities	2014-11-10	2015-08-12
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2014-01-07	2014-11-08
FULBRIGHT CAPITAL LIMITED	RO	Advising on corporate finance	2013-09-02	2014-11-08
ORIENTAL PATRON ASIA LIMITED	RO	Advising on corporate finance	2008-11-26	2013-08-30
	Rep	Advising on securities	2003-04-01	2004-05-24
	Rep	Asset management	2003-04-01	2004-05-24
	Rep	Advising on corporate finance	2003-04-01	2008-11-26