Personnel Hong Kong SFC License Details (ID 91159)

Personnel Hong Kong SFC License Details (ID 91159)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun International Securities Limited	Rep	Dealing in securities	2018-05-11	2021-08-31
	RO	Advising on securities	2018-03-07	2021-08-31
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-01-20	2017-12-01
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-01-20	2017-12-01
CINDA INTERNATIONAL RESEARCH LIMITED	RO	Advising on securities	2011-12-12	2016-01-11
	Rep	Advising on securities	2011-11-04	2011-12-12
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2009-10-13	2011-10-15
	Rep	Dealing in securities	2009-09-29	2011-10-15
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2008-02-12	2009-09-14
	Rep	Dealing in securities	2008-02-04	2009-09-14
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2006-06-26	2007-11-12