Personnel Hong Kong SFC License Details (ID 91166)

Personnel Hong Kong SFC License Details (ID 91166)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asset Management One Hong Kong Limited	Rep	Advising on securities	2011-10-24	2015-04-13
	Rep	Asset management	2011-10-24	2015-04-13
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2011-03-16	2011-10-15
SDIC SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-11-16	2011-03-14
SDIC Securities International Financial Holdings Limited	Rep	Advising on securities	2010-10-11	2011-03-14
YU MING INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2008-01-28	2010-05-26
	Rep	Advising on securities	2008-01-28	2010-05-26
	Rep	Asset management	2008-01-28	2010-05-26
	Rep	Dealing in securities	2008-01-28	2010-05-26