Personnel Hong Kong SFC License Details (ID 91179)

Personnel Hong Kong SFC License Details (ID 91179)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Open Securities Limited	Rep	Advising on securities	2017-04-24	2020-08-13
	RO	Dealing in futures contracts	2016-06-17	2020-08-13
	RO	Dealing in securities	2016-06-17	2020-08-13
	Rep	Dealing in futures contracts	2016-04-15	2016-06-17
	Rep	Dealing in securities	2016-04-15	2016-06-17
Zhong Yang Securities Limited	RO	Dealing in securities	2016-03-04	2016-03-17
Open Securities Limited	RO	Dealing in futures contracts	2015-09-04	2016-01-04
	RO	Dealing in securities	2015-09-04	2016-01-04
	Rep	Dealing in futures contracts	2014-07-09	2015-09-04
	Rep	Dealing in securities	2014-07-09	2015-09-04
ORIENTAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2011-04-07	2014-03-01
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2008-09-30	2014-03-01