| Lumineux Securities Limited | RO | Dealing in securities | 2020-02-27 | 2020-06-23 |
| SUPREME CHINA SECURITIES LIMITED | RO | Dealing in securities | 2015-09-23 | 2016-04-13 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-14 | 2014-05-14 |
| RO | Dealing in futures contracts | 2014-05-14 | 2014-12-17 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-14 | 2014-05-14 |
| RO | Dealing in securities | 2014-05-14 | 2014-12-17 |
| ORIENTAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2012-11-29 | 2013-09-01 |
| ORIENTAL WEALTH SECURITIES LIMITED | RO | Dealing in securities | 2012-11-29 | 2013-09-01 |
| Rep | Dealing in securities | 2009-09-14 | 2012-11-29 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-09 | 2012-11-29 |