Personnel SFC Licences and HKMA Registrations (ID 91182)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in securities	2020-07-28	-
	Rep	Dealing in futures contracts	2020-07-13	2021-11-08
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2020-05-13	2020-05-29
LUZHENG INTERNATIONAL FUTURES LIMITED	RO	Dealing in futures contracts	2020-01-03	2020-04-30
	Rep	Dealing in futures contracts	2019-04-17	2020-01-03
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2017-01-03	2019-04-07
ORIENTAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2009-08-20	2015-06-01
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2009-08-20	2015-06-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.