| Regan International Securities Limited | RO | Dealing in securities | 2019-07-23 | 2021-01-04 |
| Rep | Dealing in securities | 2019-06-04 | 2019-07-23 |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in futures contracts | 2019-04-23 | 2019-05-31 |
| RO | Dealing in securities | 2019-04-23 | 2019-05-31 |
| Rep | Dealing in securities | 2019-02-27 | 2019-04-23 |
| CAITONG INTERNATIONAL SECURITIES CO., LIMITED | Rep | Advising on securities | 2017-04-18 | 2018-08-31 |
| RO | Dealing in securities | 2016-09-30 | 2018-08-31 |
| Rep | Dealing in securities | 2016-06-16 | 2016-09-30 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-10-15 | 2016-06-07 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-10-15 | 2016-06-07 |
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2014-06-17 | 2014-09-30 |
| Rep | Dealing in securities | 2014-06-17 | 2014-09-30 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-12 | 2014-03-01 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-30 | 2014-03-01 |