Personnel Hong Kong SFC License Details (ID 91187)

Personnel Hong Kong SFC License Details (ID 91187)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Holly International Financial Holdings Limited	Rep	Dealing in securities	2025-10-27	-
Wealthy Securities Limited	Rep	Dealing in securities	2022-06-28	2024-08-01
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-06-09	2021-12-09
ORIENTAL WEALTH SECURITIES LIMITED	Rep	Dealing in securities	2008-10-27	2015-06-01
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2004-03-18	2008-10-20
SDIC Securities International Financial Holdings Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-29
	Rep	Advising on securities	2003-04-01	2004-02-29
	Rep	Asset management	2003-04-01	2004-02-29
	Rep	Dealing in securities	2003-04-01	2004-02-29