Personnel Hong Kong SFC License Details (ID 91189)

Personnel Hong Kong SFC License Details (ID 91189)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Global Corporate Finance Co., Limited	RO	Advising on corporate finance	2023-05-08	2024-08-30
	Rep	Advising on corporate finance	2023-04-11	2023-05-08
Ballas Capital Limited	RO	Advising on corporate finance	2022-10-05	2023-02-28
	Rep	Advising on corporate finance	2022-05-13	2022-10-05
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	RO	Advising on corporate finance	2018-08-08	2022-03-30
	Rep	Advising on corporate finance	2018-05-14	2018-08-08
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2011-12-23	2018-02-28
	RO	Dealing in securities	2011-12-23	2018-02-28
	Rep	Advising on corporate finance	2011-12-21	2011-12-23
	Rep	Dealing in securities	2011-12-21	2011-12-23
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2006-09-13	2011-11-15
	RO	Dealing in securities	2006-09-13	2011-11-15
	Rep	Advising on corporate finance	-	2006-09-13
	Rep	Dealing in securities	-	2006-09-13