Personnel Hong Kong SFC License Details (ID 91190)

Personnel Hong Kong SFC License Details (ID 91190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED SUN CAPITAL LIMITED	RO	Advising on corporate finance	2020-11-10	2021-06-30
	RO	Dealing in securities	2020-11-10	2021-06-30
	Rep	Advising on corporate finance	2020-10-09	2020-11-10
	Rep	Dealing in securities	2020-10-09	2020-11-10
First Prosperous Capital Company Limited	RO	Advising on corporate finance	2019-03-11	2020-09-30
	RO	Dealing in securities	2019-03-11	2020-09-30
Yunfeng Financial Markets Limited	RO	Advising on corporate finance	2012-03-06	2019-01-01
	RO	Dealing in securities	2012-03-06	2019-01-01
	Rep	Advising on corporate finance	2011-11-29	2012-03-06
	Rep	Dealing in securities	2011-11-29	2012-03-06
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2008-07-15	2011-10-15
	RO	Dealing in securities	2008-07-15	2011-10-15
	Rep	Advising on corporate finance	2008-05-02	2008-07-15
KPMG CORPORATE FINANCE LIMITED	RO	Advising on corporate finance	2006-06-03	2008-04-19