Personnel Hong Kong SFC License Details (ID 91192)

Personnel Hong Kong SFC License Details (ID 91192)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Walker Capital Limited (HK)	RO	Advising on corporate finance	2020-08-13	2024-09-16
Pulun International Capital Limited	RO	Advising on corporate finance	2018-10-10	2019-05-12
	Rep	Advising on corporate finance	2018-08-06	2018-10-10
	Rep	Dealing in securities	2018-08-06	2019-05-12
CONVOY CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2017-07-28	2018-03-02
	Rep	Dealing in securities	2017-07-28	2018-03-02
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2016-08-09	2017-06-07
	Rep	Dealing in securities	2016-08-09	2017-06-07
VBG Capital Limited	Rep	Advising on corporate finance	2013-09-24	2016-08-06
Joy Silver Limited	Rep	Advising on corporate finance	2013-05-29	2013-09-19
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2010-01-11	2011-12-27