Personnel Hong Kong SFC License Details (ID 91196)

Personnel Hong Kong SFC License Details (ID 91196)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VEDA CAPITAL LIMITED (HK)	Rep	Advising on corporate finance	2013-06-03	2015-10-16
RHB CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2011-11-17	2012-11-30
	RO	Dealing in securities	2011-11-17	2012-11-30
	Rep	Advising on corporate finance	2010-07-23	2011-11-17
	Rep	Dealing in securities	2010-07-23	2011-11-17
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on securities	2010-06-01	2010-07-01
	Rep	Dealing in securities	2010-06-01	2010-07-01
	Rep	Advising on corporate finance	2010-04-01	2010-07-01
BOULTON CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2004-09-07	2010-03-31
UOB ASIA (HONG KONG) LIMITED	Rep	Dealing in securities	2003-08-18	2004-06-04
	Rep	Advising on corporate finance	-	2004-06-04
	Rep	Advising on securities	-	2004-06-04
	Rep	Asset management	-	2004-06-04