Personnel Hong Kong SFC License Details (ID 91203)

Personnel Hong Kong SFC License Details (ID 91203)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JAKOTA ASSET MANAGEMENT LIMITED	RO	Asset management	2025-03-14	-
JAKOTA SECURITIES GROUP LIMITED	RO	Advising on securities	2017-11-03	-
	RO	Dealing in securities	2017-11-03	-
	Rep	Advising on securities	2017-01-09	2017-11-03
	Rep	Dealing in securities	2015-04-02	2017-11-03
KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2014-12-29	2015-03-27
	Rep	Asset management	2014-12-29	2015-03-27
KVB Kunlun Securities (HK) Limited	Rep	Dealing in securities	2014-06-19	2015-03-27
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-09-14	2014-06-01
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-01-21	2014-06-01
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-01-21	2014-06-01
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2006-10-05	2009-01-13
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2006-09-05	2009-01-13