Personnel Hong Kong SFC License Details (ID 91206)

Personnel Hong Kong SFC License Details (ID 91206)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2011-12-15	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2011-12-15	-
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-05-08	2011-12-07
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-06-13	2011-12-07
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-06-13	2011-12-07
Quam Securities Limited	Rep	Dealing in futures contracts	2004-10-21	2006-06-12
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2003-09-04	2006-01-31
Quam Securities Limited	Rep	Dealing in securities	2003-09-04	2006-06-12
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-09-04
	Rep	Asset management	2003-04-01	2003-09-04
	Rep	Providing automated trading services	2003-04-01	2003-09-04
	Rep	Dealing in futures contracts	2003-04-01	2003-09-04
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2003-09-04
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-04
	Rep	Advising on securities	2003-04-01	2003-09-04
	Rep	Asset management	2003-04-01	2003-09-04
	Rep	Providing automated trading services	2003-04-01	2003-09-04
	Rep	Dealing in securities	2003-04-01	2003-09-04