Personnel Hong Kong SFC License Details (ID 91210)

Personnel Hong Kong SFC License Details (ID 91210)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-07-19	2013-05-21
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-07-19	2013-05-21
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-07-04	2010-07-09
KGI ASIA LIMITED	Rep	Dealing in securities	2008-06-23	2010-07-09
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-08-21	2007-12-01
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-08-21	2008-01-08
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-05-19	2006-05-22
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-02-16	2004-04-28
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2003-11-14	2004-04-28