Personnel Hong Kong SFC License Details (ID 91213)

Personnel Hong Kong SFC License Details (ID 91213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FAT SECURITIES LIMITED	Rep	Dealing in securities	2015-09-08	2018-02-28
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2007-01-17	2013-05-30
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-01-17	2013-05-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-01-07
	Rep	Advising on securities	-	2004-01-07
	Rep	Asset management	-	2004-01-07
	Rep	Providing automated trading services	-	2004-01-07
	Rep	Dealing in securities	-	2005-04-07