| HALCYON SECURITIES LIMITED | RO | Dealing in securities | 2017-12-21 | - |
| Rep | Dealing in futures contracts | 2015-07-20 | - |
| Rep | Dealing in securities | 2015-07-20 | 2017-12-21 |
| PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2012-09-11 | 2015-07-10 |
| Ping An Securities (Hong Kong) Holdings Company Limited | Rep | Dealing in securities | 2012-09-11 | 2015-07-10 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-04 | 2012-08-31 |
| Rep | Dealing in securities | 2011-11-04 | 2012-08-31 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-11-05 | 2011-10-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-11-05 | 2011-10-31 |
| Rep | Dealing in securities | 2010-10-08 | 2011-10-31 |