| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-11 | 2021-07-21 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-11 | 2021-07-21 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-03-02 | 2011-09-30 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2011-03-02 | 2011-09-30 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-07-30 | 2010-10-31 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-07-30 | 2010-10-31 |
| CES International Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-02-02 | 2008-04-01 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-02 | 2008-04-01 |