Personnel Hong Kong SFC License Details (ID 91222)

Personnel Hong Kong SFC License Details (ID 91222)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WICENS INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2026-08-12	-
BOCI SECURITIES LIMITED	Rep	Advising on securities	2014-03-05	2023-08-31
	RO	Dealing in securities	2012-06-12	2023-08-31
	Rep	Dealing in securities	2012-03-27	2012-06-12
	Rep	Dealing in futures contracts	2012-03-27	2023-08-31
RHB SECURITIES HONG KONG LIMITED	RO	Advising on securities	2011-04-11	2012-02-23
	RO	Dealing in securities	2011-04-11	2012-02-23
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2010-09-01	2012-02-23
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2010-09-01	2011-04-11
BOCI SECURITIES LIMITED	RO	Dealing in securities	2006-12-28	2010-06-22
	Rep	Dealing in futures contracts	2005-10-13	2010-06-22
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-01-13
	Rep	Asset management	2003-04-01	2004-01-13
	Rep	Dealing in futures contracts	2003-04-01	2010-06-22
BOCI SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-12
	Rep	Advising on securities	2003-04-01	2004-01-12
	Rep	Asset management	2003-04-01	2004-01-12
	Rep	Dealing in securities	2003-04-01	2006-12-28