| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-18 | - |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2011-11-18 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-11-22 | 2011-11-06 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-11-22 | 2011-11-06 |
| ENLIGHTEN FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2006-11-15 |
| RO | Dealing in futures contracts | 2003-11-21 | 2004-05-21 |
| Rep | Advising on futures contracts | 2003-04-01 | 2003-09-24 |
| Rep | Asset management | 2003-04-01 | 2003-09-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-11-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-09-24 |
| Rep | Advising on securities | 2003-04-01 | 2003-09-24 |
| Rep | Asset management | 2003-04-01 | 2003-09-24 |
| Rep | Dealing in securities | 2003-04-01 | 2006-11-15 |