Personnel Hong Kong SFC License Details (ID 91224)

Personnel Hong Kong SFC License Details (ID 91224)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PO SANG SECURITIES LIMITED	RO	Advising on futures contracts	2016-12-30	2019-08-05
	RO	Advising on securities	2016-12-30	2019-08-05
	RO	Dealing in futures contracts	2016-12-28	2019-08-05
	RO	Dealing in securities	2016-12-28	2019-08-05
	Rep	Dealing in futures contracts	2016-11-18	2016-12-28
	Rep	Dealing in securities	2016-11-18	2016-12-28
EXCELLENT TIDE SECURITIES LIMITED	RO	Dealing in securities	2016-10-11	2016-10-21
313 CAPITAL MANAGEMENT LIMITED 313	Rep	Advising on securities	2013-03-22	2016-10-21
South China Forex Limited	Rep	Leveraged foreign exchange trading	2013-03-22	2016-10-11
SOUTH CHINA COMMODITIES LIMITED	RO	Dealing in futures contracts	2012-11-15	2016-10-11
SOUTH CHINA SECURITIES LIMITED	RO	Dealing in securities	2012-11-15	2016-10-11
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2012-09-28	2012-11-15
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2012-09-28	2012-11-15
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2005-12-01	2012-09-16
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2005-12-01	2012-09-16
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-03-02
	Rep	Advising on securities	-	2004-03-02
	Rep	Dealing in securities	-	2005-11-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	-	2005-11-30