| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2023-04-11 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2023-04-11 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2020-02-24 | 2023-03-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-24 | 2023-03-17 |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-02-12 | 2023-03-17 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-02-12 | 2023-03-17 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-07-19 | 2020-01-17 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-07-19 | 2020-01-17 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-03-02 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-02 |
| Rep | Dealing in securities | 2003-04-01 | 2006-07-15 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-04-01 | 2006-07-15 |