| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2012-04-05 | 2019-09-04 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-11-22 | 2019-09-04 |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-09-30 | 2011-11-14 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-09-30 | 2011-11-14 |
| GigaMoney Limited | Rep | Advising on corporate finance | - | 2004-01-02 |
| Rep | Advising on securities | - | 2004-01-02 |
| Rep | Asset management | - | 2004-01-02 |
| Rep | Dealing in securities | - | 2010-09-17 |
| HONG KONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | - | 2004-01-02 |
| RO | Asset management | - | 2004-01-02 |
| RO | Dealing in futures contracts | - | 2010-09-03 |