Personnel SFC Licences and HKMA Registrations (ID 91228)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2012-10-24	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2012-10-24	-
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2006-06-13	2012-10-12
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2006-06-13	2012-10-12
Quam Securities Limited	Rep	Dealing in futures contracts	2005-04-29	2006-06-12
	Rep	Dealing in securities	2005-04-29	2006-06-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.